30-Question Plan Health Assessment

Uncover Hidden Risks
in Any 401(k) Plan

A professional-grade assessment tool that generates a branded, customized report showing gaps, risks, and opportunities — helping advisors walk into any meeting as the smartest person in the room.

How It Works

Two powerful modes designed for every stage of the advisor-prospect relationship.

Advisor Mode

Fill out the assessment on behalf of a prospect during or after a meeting. Download the branded PDF report instantly to share in your follow-up.

  • Complete in 5–10 minutes
  • Instant PDF download
  • Branded with your logo & colors

Self-Service Mode

Share a branded link with a prospect. They complete the assessment independently and receive their personalized report by email — you get an instant notification.

  • Shareable prospect link
  • Automated report delivery
  • Instant advisor notification

30 Questions. Three Critical Lenses.

Every assessment evaluates the plan from three distinct perspectives, generating a comprehensive risk profile.

Regulator
DOL & Compliance

Fiduciary documentation, fee benchmarking, cybersecurity protocols, and regulatory compliance.

Plan Sponsor
Employer & Design

Plan design, SECURE 2.0 provisions, investment monitoring, and administrative effectiveness.

Participant
Employee & Wellness

Financial wellness, participation rates, retirement readiness, and participant education.

A Report That Commands Attention

Every assessment generates a polished, branded PDF report with a Plan Health Score dashboard, a red-flag action plan, and specific recommended next steps — all customized to the prospect's answers.